Command: review-financial-campaign

command

Runs FINRA/SEC/CFPB compliance review for financial services campaigns with disclosures and approvals.

# Command: review-financial-campaign

## Inputs
- **campaign** – campaign/program identifier.
- **channels** – comma-separated list (email, landing, paid, webinar, in-app, field).
- **risk-level** – low | medium | high (determines approval depth and SLA).
- **product** – optional product/offer reference for context.
- **audience** – retail | smb | enterprise | investor | partner.

## Workflow
1. **Intake & Context** – gather creative, copy, targeting, data flows, and offer details.
2. **Regulation Checklist** – evaluate FINRA/SEC/CFPB/GLBA rules plus state disclosures.
3. **Gap Analysis** – flag unsupported claims, disclosure gaps, record-keeping needs.
4. **Approval Routing** – assign legal, risk, compliance reviewers with due dates and tasks.
5. **Documentation** – compile approval memo, disclosure list, and archive package.

## Outputs
- Compliance assessment with risks, remediation recommendations, and required disclosures.
- Reviewer task list with owners, status, and due dates.
- Audit-ready package (annotated assets, decision log, evidence links).

## Agent/Skill Invocations
- `trust-compliance-director` – leads assessment + escalation.
- `financial-product-strategist` – validates claims vs product specs.
- `compliance-statement-library` skill – injects approved disclosures.
- `regulator-briefing-playbook` skill – formats output for legal/regulator review.

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Download .md

Command: review-financial-campaign

Inputs

campaign – campaign/program identifier.
channels – comma-separated list (email, landing, paid, webinar, in-app, field).
risk-level – low | medium | high (determines approval depth and SLA).
product – optional product/offer reference for context.
audience – retail | smb | enterprise | investor | partner.

Workflow

Intake & Context – gather creative, copy, targeting, data flows, and offer details.
Regulation Checklist – evaluate FINRA/SEC/CFPB/GLBA rules plus state disclosures.
Gap Analysis – flag unsupported claims, disclosure gaps, record-keeping needs.
Approval Routing – assign legal, risk, compliance reviewers with due dates and tasks.
Documentation – compile approval memo, disclosure list, and archive package.

Outputs

Compliance assessment with risks, remediation recommendations, and required disclosures.
Reviewer task list with owners, status, and due dates.
Audit-ready package (annotated assets, decision log, evidence links).

Agent/Skill Invocations

trust-compliance-director – leads assessment + escalation.
financial-product-strategist – validates claims vs product specs.
compliance-statement-library skill – injects approved disclosures.
regulator-briefing-playbook skill – formats output for legal/regulator review.